Ontario · CCAA

1. Notice of Motion for Leave to Appeal, March 16, 2021 2. Amended Notice of Motion for Leave to Appeal, April 15, 2021 3. Order of Justice Hainey, March 2, 2021 4. Reasons of Justice Hainey, March 2, 2021 [handwritten] 5. Reasons of Justice Hainey, March 2, 2021[typed] 6. 1st Report of the Monitor, February 6, 2018 A. Appendix “A”: Confidential Appendix – Unredacted Transaction Agreement B. Appendix “B”: Transaction Agreement Announcement C. Appendix “C”: Actual Cash Report D. Appendix “D”: Cash Flow Forecast 7. 29th Report of the Monitor, September 29, 2020 A. Appendix “A”: Glossary of Terms B. Appendix “B”: 16th Report of the Monitor, November 8, 2018 C. Appendix “C”: 22nd Report of the Monitor, December 4, 2019 D. Appendix “D”: Investigation Order of Hainey J., March 6, 2019 E. Appendix “E”: Endorsement and Investigation Order of Hainey J, March 7, 2019 F. Appendix “F”: Letter to HSBC, December 3, 2019 G. Appendix “G”: A&O Letter (with enclosure), December 23, 2019 H. Appendix “H”: Redacted I. Appendix “I”: AIG Settlements J. Appendix “J”: Redacted K. Appendix “K”: Redacted L. Appendix “L”: Bank Statements of Carillion PLC (December 2017 to July 2019) 8. Supplement to the 29th Report of the Monitor, December 24, 2020 A. Appendix “A”: AIG Letter to EY, dated December 12, 2020 B. Appendix “B”: HSBC Questions and Monitor’s Reponses C. Appendix “C”: Confidential Under Seal D. Appendix “D”: Confidential Under Seal E. Appendix “E”: Confidential Under Seal F. Appendix “F”: Confidential Under Seal 9. Affidavit of Andrew Cartmell, sworn November 30, 2020 A. Exhibit “A”: Amended and Restated NOD Facility B. Exhibit “B”: Schedule of Cash Concentration Accounts C. Exhibit “C”: HSBC Canada’s Commercial Account Agreement D. Exhibit “D”: Relationship Acceptance Form E. Exhibit “E”: GDocs Schedule F. Exhibit “F”: Canadian Cash Concentration GDocs G. Exhibit “G”: CCI Notional Pooling GDocs H. Exhibit “H”: NOD Amendment Side Letter I. Exhibit “I”: Carillion plc CAD Account for the period of December 27, 2017 to January 26, 2018 J. Exhibit “J”: Spreadsheet setting out the payment flows between the CCI CDN Master Account and the CCI UK Master Account during the period of July 28, 2017 to January 15, 2018 K. Exhibit “J”: Spreadsheet setting out the payment flows between the CCI CDN Master Account and the CCI UK Master Account during the period of July 28, 2017 to January 15, 2018 L. Exhibit “L”: Phase 1 Set-off Summary Spreadsheet M. Exhibit “M”: Phase 2 Set-off Summary Spreadsheet N. Exhibit “N”: Pooling Account Relevant Date Spreadsheet O. Exhibit “O”: Email from HSBC UK’s Canadian counsel dated October 7, 2020 10. 33rd Report of the Monitor, April 15, 2021 A. Appendix “A”: Glossary of Terms 800 B. Appendix “B”: SAC Letter, dated April 13, 2021 B. Appendix “B”: SAC Letter, dated April 13, 2021

Court officer report · 15 April 2021